Miller Buckfire & Co., LLC ("Miller Buckfire") is a broker-dealer registered with the United States Securities and Exchange Commission and is regulated by the Financial Industry Regulatory Authority as a FINRA Member Firm. However, Miller Buckfire is not a retail broker-dealer. Accordingly, Miller Buckfire does not hold customer funds or maintain customer accounts, provide research or analyst reports or offer or sell securities to retail customers.
 
DISCLAIMER
 
This web site is not intended for any use that would be contrary to law or regulation. No portion of this web site is directed at you if Miller Buckfire is prohibited by law or regulation from making the information of this web site available to you. No portion of this web site constitutes investment, legal or other advice nor is it to be relied upon in making any investment decision. No portion of this site constitutes an offer or a solicitation of an offer to buy or sell any securities, futures, options or other financial instruments of any person or provide any financial advice or service.
 
The information, products and services on this web site are provided on an “AS IS,” “WHERE IS” and “WHERE AVAILABLE” basis.  Miller Buckfire does not warrant the information or services provided herein or your use of this web site generally, either expressly or impliedly, for any particular purpose and expressly disclaims any implied warranties, including but not limited to, warranties of title, non-infringement, merchantability or fitness for a particular purpose.  Miller Buckfire will not be responsible for any loss or damage that could result from interception by third parties of any information or services made available to you for any particular purpose.  Neither Miller Buckfire, nor any of its affiliates, directors, officers or employees, nor any third party vendor, will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this web site, the data contained herein or the products or services offered on this web site available to you, or from any other cause relating to your access to, inability to access, or use of the web site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Miller Buckfire or of any vendor providing software or services.  In no event will Miller Buckfire or any such parties be liable to you, whether in contract or tort, for any direct, special, indirect, consequential or incidental damages or any other damages even if Miller Buckfire or any other such party has been advised of the possibility thereof.  This limitation on liability includes, but is not limited to, the transmission of any viruses which may infect a user’s equipment, failure of mechanical or electronic equipment or communication line, telephone or other interconnect problems (e.g., you cannot access your internet services provider), unauthorized access, theft, operator errors, strikes or other labor problems or any force majeure.  Miller Buckfire cannot and does not guarantee continuous, uninterrupted or secure access to the website.
 
Proprietary Rights
All right, title and interest in this web site and any content contained herein is the exclusive property of Miller Buckfire, except as otherwise stated.  Unless otherwise specified, this web site is for your personal and non-commercial use only and you many print, copy and download any information or portion of this web site for your personal use only.  You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in any other way for commercial or public purposes in whole or in part any information, software, products or services obtained from this web site, except for the purposes expressly provided herein, without Miller Buckfire’s prior written approval.  If you copy or download any information or software from this web site, you agree that you will not remove or obscure any copyright or other notices or legends contained in any such information.
 
Miller Buckfire, the Miller Buckfire logo and other Miller Buckfire trademarks and service marks referenced herein are trademarks and service marks of Miller Buckfire.
 
The names of other companies and third-party products or services mentioned herein may be the trademarks or service marks of their respective owners.  You are prohibited from using any marks for any purpose including, but not limited to use as metatags on other pages or sites on the World Wide Web without the written permission of Miller Buckfire or such third party, which may own the marks.

Use of Links
This website may contain links to third party web sites.  These links are provided only as a convenience.  The inclusion of any link is not and does not imply an affiliation, sponsorship, endorsement, approval, investigation, verification or monitoring by Miller Buckfire of any information contained in any third party web site.  In no event shall Miller Buckfire be responsible for the information contained on that site or your use of or different from those applicable to your use of the web site.
 
Information Disclosure
We will not disclose information about your individual visits to our Web site or any of the personal information that you may provide such as your name, address, telephone number, e-mail address to any outside parties without your consent except when required by law to do so.
 
Usage Reports
In order to better understand traffic patterns on any site owned and operated by Miller Buckfire, we analyze our site activity to obtain overall usage statistics. These usage statistics provide us with certain information obtained from data within the browser string (information contained in every user's browser). Information we collect from the browser string includes IP address, domain name, browser type, operating system and MIME type.
 
Business Continuity Disclosure
Miller Buckfire has designed a business continuity plan (“BCP”) to evaluate and manage a potential significant disruption to its business operations so that we may continue critical business functions in the event of an emergency. Critical functions include the storage and preservation of data, alternate communications with clients and regulators, and alternate communications with employees. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
 
If after a significant business disruption you cannot contact us as you usually do at 212.895.1800 or at bcp@millerbuckfire.com, you should refer to our posted message on our website at http://www.millerbuckfire.com. The BCP was designed after reviewing the potential risks and ability to recover from key losses. The BCP is reviewed and updated at least annually. The BCP includes discussion of potential disruptions including loss of our offices, loss of communication services, loss of power, loss of key personnel, and loss of key service providers. Our BCP addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, bank and counter-party impact; and regulatory reporting.
 
Miller Buckfire uses an off-site location to replicate critical data and technology. In the event of a significant disruption, it is Miller Buckfire’s goal to recover from the disruption within 24 hours or less so that we can continue business operations. Miller Buckfire intends to respond to such disruptions by safeguarding our employees and property, making a financial and operational assessment, and protecting the firm’s books and records. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
 
Significant business disruptions can vary in their scope. A disruption may affect only our firm, a single building housing our firm’s office, the business district where our firm’s office is located, the city or region where our firm’s office is located. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or the building housing our firm’s office, we will make every effort to transfer our operations to a local site when needed and expect to recover and resume business within 24 hours or less. In a disruption affecting a business district, city, or region including our office, we will transfer our operations to a site outside of the affected area, and recover and resume business within 24 hours or less. In either situation, we plan to continue in business, and notify you on how to contact us through our website http://www.millerbuckfire.com. The nature of the BCP is to lessen the impact of emergencies. Because events that bring about disruptions are unpredictable, Miller Buckfire may have no ability to restore full service in the event of failures in certain infrastructure such as utilities, communication networks, transportation, and third party providers. Miller Buckfire does not guarantee that it will be able to continue or resume business operations within any specified period of time under all circumstances.
 
For more information – If you have questions about our business continuity planning, you can contact us at bcp@millerbuckfire.com.
 
Customer Complaints
Miller Buckfire values its relationship with you and appreciates your confidence in us. If you have any complaints about the services that we have provided to you, please contact either Harold A. Neu, our General Counsel, at 212-895-1838 or Michael Elpern, our Chief Compliance Officer, at 212-895-1840.